Job Description

  • Minimum 4-5 years in surveillance functions in Stock Exchanges, Brokerage Houses.
  • Knowledge of regulatory compliance / Foreign Investment by Listed Companies.
  • Conversant with Depository operations.
  • Good communication skills.
  • Proficient in Microsoft Excel and Word.
  • Study of regulatory circulars, orders.
  • Taking actions on regulatory orders / advisory received from various regulators.
  • Working on Foreign Investment Monitoring by Listed Companies.
  • Working in shifts may be required

Skills Required
Regulatory Compliance, depository operations

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