Job Description
Explore a temporary Compliance Analyst role at Canada Life Investment Management, focusing on wealth management compliance duties. This position emphasizes collaboration with funds to fulfill regulatory standards.
In this role, you will perform detailed compliance reviews using Bloomberg tools and support both the Director of Compliance and the Chief Compliance Officer. You'll document compliance-related actions while promoting efficiency in compliance processes. Your analytical skills will play a significant role in maintaining regulatory standards across the organization.
Key Responsibilities:
• Conduct trade compliance reviews effectively
• Collaborate with portfolio managers on fund compliance
• Document and execute compliance controls for personal trading
• Assist in regulatory filings and compliance assessments
• Generate reports for senior management and committees
Requirements:
• Prior experience in mutual funds is beneficial
• Background in securi...
In this role, you will perform detailed compliance reviews using Bloomberg tools and support both the Director of Compliance and the Chief Compliance Officer. You'll document compliance-related actions while promoting efficiency in compliance processes. Your analytical skills will play a significant role in maintaining regulatory standards across the organization.
Key Responsibilities:
• Conduct trade compliance reviews effectively
• Collaborate with portfolio managers on fund compliance
• Document and execute compliance controls for personal trading
• Assist in regulatory filings and compliance assessments
• Generate reports for senior management and committees
Requirements:
• Prior experience in mutual funds is beneficial
• Background in securi...
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