6 Months Contract Executive, Regulatory Monitoring & Testing_BJJ

6 Months Contract - Executive, Regulatory Monitoring & Testing

Our client, a leading financial institution, is seeking an experienced and detail-oriented Executive, Regulatory Monitoring & Testing professional to join their Compliance team on a 6-month contract.

The successful candidate will support the Head of Regulatory Monitoring & Testing, Singapore in managing regulatory risks and strengthening the overall regulatory compliance framework. The role will be responsible for executing risk-based compliance monitoring and surveillance programmes, providing independent assurance on compliance with key laws and regulations, and preparing regulatory and management reports.

The role will cover key regulatory areas, including the Banking Act, Securities and Futures Act (SFA), Financial Advisers Act (FAA), Personal Data Protection Act (PDPA) and other applicable laws and regulations.

Key Responsibilities

. Support the Head of Regulatory ...